SBS 400 Suffolk University Job Application T Style Cover Letter Please find a job that would like to apply for. Using that job description, please create a

SBS 400 Suffolk University Job Application T Style Cover Letter Please find a job that would like to apply for. Using that job description, please create a T style cover letter.just leave blank at the top of the letter, i will fill the information by myself Stacy L. Hoag
shoag74@gmail.com
15 Birch St, Apt 8
Attleboro, MA 02703
(508)904-8170
linkedin.com/in/stacyhoag
January 15, 2018
FINRA
99 High St, #9
Boston, MA 02110-2447
Dear Hiring Professional:
I am a compassionate and accomplished professional with extensive experience in the financial
services industry. You will note from the enclosed resume that my background and experience
correlates to the Examiner- Member Regulation, Sales Practice position found on your website.
Accustomed to compliance, risk, audit, and management responsibilities, I am now ready for a
position offering me new opportunities and challenges. I can bring dynamic leadership,
technical expertise, and decisive decision-making skills to the firm. A few highlights include:
You Require:
Demonstrate working knowledge of risk
analysis and proactive risk identification.
I offer:
Working at Fidelity Investments, I supported
service escalations regarding fraud and compliance
related matters from advisor and end customers. I
coordinated with the necessary internal business
units to immediately address their concerns while
limiting risk exposure. In addition, I have been
responsible for compliance and risk reporting to
regulatory entities.
Possess excellent time management skills.
With Linsco/Private Ledger, I helped six litigation
attorneys with the preparation for mediation and
arbitration hearings. My responsibilities extended
to coordinating the timely research and response
to telephone inquiries from representatives,
customers, other LPL departments, and state,
federal regulatory agencies.
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Bachelor’s degree or an equivalent with
minimum of one year of securities
compliance or financial experience.
Knowledge of business conduct risk and
industry practices securities.
I hold my MBA in business management from
Suffolk University. I also have sixteen years’
overall experience in the banking and brokerage
industry.
I helped in various audits including internal
controls, branch, and regulatory. I demonstrated
an in depth understanding of business practices
along with the risks associated with those
practices.
I have solid problem-solving skills, dedication to my job, and a proven ability to motivate others.
If my qualifications meet a need in your organization, I would appreciate a personal meeting. I
can be reached at (508) 904-8170 or via email, shoag74@gmail.com. Thank you for your
interest and consideration. I look forward to your reply.
Sincerely,
Stacy L. Hoag
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